DKE, Inc. is a broker-dealer member of the FINRA and an investment advisor registered with the SEC. Our business consists primarily of fully managed individual accounts.
Broker-Dealer Information: Dale K. Ehrhart, Inc. (DKE, Inc.) is an introducing broker-dealer. Our firm has a fully disclosed clearing agreement with First Securities Clearing, Inc. (a subsidiary of First Union) whereby they hold all of our customers' accounts, including securities and cash, and execute all securities orders. Checks for deposit should be made out to "First Clearing Inc." Stock certificates should be mailed directly to First Clearing Corporation, 10700 Wheat First Drive, Glen Allen, VA 23060, Further Credit to Client Account Number, Attn: Security Control - WF1200.
Registered Investment Advisor Information: Dale K. Ehrhart, Inc. (DKE, Inc.) is an investment advisor registered with the Securities and Exchange Commission (SEC). DKE, Inc. is considered an Investment Counsel since most of its business is the active management of client accounts. The firm is also registered as a broker-dealer investment advisor in the following states: AL, CA, CO, CT, FL, GA, HI, ID, IA, IL, IN, KS, KY, MA, MD, ME, MN, MO, NC, ND, NH, NJ, NM, NV, NY, OH, MI, PA, SC, SD, TX, VA. A copy of our ADV-II (the SEC disclosure document) is available upon request. This document describes our firm, our strategies, techniques, fees, and backgrounds. Securities in managed accounts are held at various brokers, banks and trust companies. Securities and checks should be sent directly to these firms. Please contact DKE Customer Service at 1-800-226-7805 for specific account information.
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